Free content for your website or blog
Home About Us Article Writing Most Read Articles Authors Blog Wiki Contact Us
RSS Register Login
Topics
 

Popular Authors
view more
 

Home > Tags

Articles, tagged with "securities and exchange"

Edgar Filing Services

17th September 2009
EDGAR filings: 12 Things to look for before you Hire an Agent EDGAR stands for the Electronic Data Gathering, Analysis, and Retrieval system, and is a system designed to increase the efficiency and fairness of the securities market for the Securities a... Read >

15 years in the making!

18th August 2009
Actually, it probably started a little earlier than that. In 1974 the US Securities and Exchange Commission introduced deregulation of brokerage commission costs. Prior to this, it would cost a broker or trader approximately $1 commission per traded share... Read >
Author: Bob Selden

Market Transparency: Part 1

17th August 2009
For the Purpose of this discussion, the term market transparency will be used to refer to the ability of market participants to observe the information in the trading process. Despite the simplicity of this definition, the issue of transparency is remarka... Read >
Author: Dr. Glen Brown

Headstart settles 2003 dispute with the SEC

02nd July 2009
Headstart Fund Ltd, Headstart Advisers Ltd, an FSA-regulated hedge fund adviser and Mr Najy Nasser, its Chief Investment Officer, today announces they have settled their dispute with the United States Securities and Exchange Commission relating to Headsta... Read >
Author: tugsearch

Headstart settles 2003 dispute with the SEC

01st July 2009
London – 29 June 2009: Headstart Fund Ltd, Headstart Advisers Ltd, an FSA-regulated hedge fund adviser and Mr Najy Nasser, its Chief Investment Officer, today announces they have settled their dispute with the United States Securities and Exchange Commi... Read >
Author: tugsearch

Norms Relaxation of IPO in India

30th June 2009
A number of decisions in relation to relaxation of IPO norms were taken by Securities and Exchange Board of India. Board also took decision in amendments to venture capital norms and amendments to mutual funds regulations. All the changes took effect in t... Read >
Author: Ayaz Haider

Beginners Guide for Trade Stocks

09th June 2009
Such bargaining is traditional and mostly not that large volume of transactions occurs almost every second of the country and the world. Stock markets and facilitate trade or exchange of securities, including stock. There are two types of scholarship,... Read >
Author: Manseo

Gone are the Days of Buy & Hold ...the ‘New’ Stock-Market-Rich Eye the Future

04th June 2009
Suppose the CEO of a publicly traded company personally whispers in your ear that better-than-expected earnings results will be announced this quarter. What would you do? You have a ‘sure thing’ sitting in the palm of your hand, the kind of informat... Read >
Author: Preston James

Real Estate Investors: Creating Flyers to Attract Private Lenders

16th April 2009
Distributing flyers in your community is another marketing strategy for finding private lenders who are interested in investing in your real estate deal. Post flyers at senior centers and areas where high net worth people attend and traffic. Again, yo... Read >
Author: Mike Lautensack

Where to find advice on investing in penny stocks

08th April 2009
There are as many ways to invest your money, as there are dollars to spend. You can by that piece of land down the road. You may want to invest in your kid's future by putting some money into a jar or an account for college. The girl down the street sells... Read >
Author: lewis7441

How hard is it to start invest in penny stocks

08th April 2009
Investment if fraught with difficulty. How can something that seems easy (spending money) be so hard? The reason that there are roadblocks to investing is to make sure that the investor is safe, and the individual selling the investment has scruples. When... Read >
Author: lewis7441

Anybody can participate on the stock market with penny stocks

08th April 2009
When the "average Joe" decides that he wants to purchase some stock, it is usually beyond him what stock to purchase. There are so many out there, and they do not look like sound investments because buy one share you have to pay such a ridiculous price. T... Read >
Author: lewis7441

Read About Becoming A Freelance Web Designer

30th March 2009
In the movie Star Trek, space is considered to be the final frontier. Since ordinary civilians are not yet able to complete the voyage to seek new worlds, the best thing anyone can do is reach out to people in different states and countries by communicati... Read >
Author: Jay Schindler

Real Estate Investors: Writing Local Newspaper Ads for Private Lending

26th March 2009
When using local newspaper ads to find private lenders you have to be careful with the way you word the ad, as well as with what you put in the ad. You can place ads in small newspapers offering the reader to attend an educational seminar or request a fr... Read >
Author: Mike Lautensack

Sony AIT3 WORM Technology

03rd March 2009
Sony AIT3 WORM format satisfies the requirements of SEC (Securities and Exchange Commission) efficiently and is ideal and reliable choice for dealers and brokers of securities market. Sony AIT-3 assures cost effective and secure storage of the electroni... Read >
Author: Tape4backup

Allen Stanford Scandal - A Real Shock For Cricket And Every One

28th February 2009
Allen Stanford, who is considered as one of the biggest sponsors of cricket has now been alleged against a charge of fraud and the appeal against him was entered by The Securities and Exchange Commission (SEC). SEC has entered an appeal in the court of... Read >
Author: Peri Witny

Investing in Stocks Direct From the Company

30th January 2009
There are companies that allow an investor to purchase stocks directly from the company. This is perfectly fine according to the Securities and Exchange Commission. These are called Direct Stock Plans. It is called a DSPP. The company may require that y... Read >
Author: terry detty

Pattern Day Trader - The Risks and Rewards of This Trading Strategy

26th November 2008
A pattern day trader, under the definition of the United States Securities and Exchange Commission, is a trader who executes at least four day trades within five business days. These day trades should be more than six percent of the client's total trading... Read >
Author: Dean James

9 Steps To Investing In Annuity Schemes

15th September 2008
As Investments in annuities is an excellent way of saving for retirement. Annuity savings assure future security and have no limitations of time or investment extent. Annuities give an assured payback to the investor and are of different types accordin... Read >
Author: MatthewPawlina

How Does a Promissory Note Work?

08th May 2008
A promissory note is a legal document that allows companies and also individuals to get financing from a source other than a bank. Thankfully, here in the U.S. banks don't have a monopoly on lending, you can legally loan some one money with a promissory n... Read >
Author: dmf32835

Edgar Agent

28th April 2008
What is an EDGAR agent? EDGAR is the Electronic Data-Gathering Analysis, and Retrieval System. This system is designed to handle the Securities and Exchange Forms that publicly held companies are required to file. What used to be done manually is now able... Read >
Author: David Done

Day Trading Skills - Appraising A Stock For Trading

07th April 2008
Despite the dire caveats by the Securities and Exchange Commission cautioning investors against the controversial yet potentially lucrative world of day trading, people continue to try and attain day trading skills, and a day trading stock tip is literall... Read >
Author: ron king

Corporate Shells

03rd April 2008
A corporate shell could be liken to a house that had been occupied by a family, prior to the family moving out it was a home. But now it is just shell, a skeleton a plain house with nobody in it, but if a family was to purchase the house and moves in, it ... Read >
Author: Make Money Online

SEC Filing Services

25th March 2008
SEC Filings: What you need to know before contacting an agent When you are in charge of the (http://www.vfilings.com/) EDGAR filings for your public company, you know that you have to be accurate, time effective, and very thorough. It is a real challe... Read >
Author: David Done

SEC Filing Services

20th March 2008
SEC Filings: What you need to know before contacting an agent When you are in charge of the EDGAR filings for your public company, you know that you have to be accurate, time effective, and very thorough. It is a real challenge to do all of this on you... Read >
Author: David Done

EDGAR Filing Services

02nd February 2008
EDGAR filings: 12 Things to look for before you Hire an Agent EDGAR stands for the Electronic Data Gathering, Analysis, and Retrieval system, and is a system designed to increase the efficiency and fairness of the securities market for the Securities a... Read >
Author: David Done

Edgar Filing Services

31st January 2008
EDGAR filings: 12 Things to look for before you Hire an Agent EDGAR stands for the Electronic Data Gathering, Analysis, and Retrieval system, and is a system designed to increase the efficiency and fairness of the securities market for the Securities a... Read >
Author: David Done

The Do's and Don'ts of Private Lending

14th January 2008
Copyright (c) 2008 Michel Lautensack I have received a number of email questions recently on very similar issues and thought I would address them as a group versus individual emails. The questions are broken down into general areas and include things t... Read >
Author: Mike Lautensack

How to Choose a Stock Broker

02nd November 2007
The advent of technology and automation has spread their wingsin every sphere. Similarly in the field of stock market it hasleft a deep impact. The "open out-cry system" that prevailed fewyears ago in the security market has been replaced by computerizedb... Read >
Author: Edgar

Investing wisely with online brokerage

21st June 2007
Online Brokerage: Wise Investments under Your Control In this ever-fluctuating financial era, to make a wise investment, you need to think not once, not even twice, but many times to fetch maximum benefit out of it. Initially, traditional stock broker... Read >
Author: Vijayseo

How To Wake Up From The Nightmare of Identity Theft

14th May 2007
The FACTS about identity theft from a Certified Identity Theft Risk Management Specialist . The exclusive focus seems to be on financial identity theft which is only ONE of the FIVE kinds of identity theft. To ignore 1) Social Security identity theft, ... Read >
Author: Belinda Rachman, Esq.

Despite Clamor Financial Leaders See Big Bonuses

19th October 2006
Financial services executives are getting big bonuses despite complaints about excessive compensation. On average, top executives received $3.35 million in bonuses in 2005, up almost 30 percent from 2004, according to Investment News. The trade newspaper ... Read >
Author: Neil More

Know Your Company, Follow The News, And Network

03rd October 2006
Smart job hunters thoroughly research prospective employers. Job holders can benefit by performing similar due diligence on the firm where they work now. John Challenger, chief executive of the Chicago-based outsourcing firm Challenger, Gray & Chris... Read >
Author: Neil More

Despite Clamor, Financial Leaders See Big Bonuses

03rd October 2006
Financial services executives are getting big bonuses despite complaints about excessive compensation. On average, top executives received $3.35 million in bonuses in 2005, up almost 30 percent from 2004, according to Investment News. The trade newspaper ... Read >
Author: Neil More

Hedge Fund Advisers Will Continue to Register Despite Court Decision to Strike Down SEC Rule

28th June 2006
Copyright 2006 Stephen Furnari Small, independent hedge funds were given a boost on Friday by a favorable court decision that struck down a controversial rule requiring hedge funds to register with the Securities and Exchange Commission. Notwithstandi... Read >
Author: Stephen Furnari

How to Get Started Investing in the Stock Market

25th April 2006
Today's hot stock market is both inviting and intimidating to new investors. Read about stocks and the market, take a seminar or class on investing and review online financial sites. Research individual stocks by reading annual reports, quarterly repor... Read >
Author: Aditya Singh

Writing a Readable Business Book Manuscript

16th April 2006
Copyright 2006 American Book Publishing I worked in a corporate environment for quite a few years, and one of my roughest chores was reading and trying to understand many of the inter-office memorandums that crossed my desk. Those who wrote such corres... Read >
Author: American Book Publishing

Quick Synopsis: Angel and Informal Investors

07th April 2006
Who are they? Legally speaking, angel investors are required by the Securities and Exchange Commission to have assets of at least $1 million. According to the Center for Venture Research at the University of New Hampshire, there are approximately 4000... Read >
Author: Eliot Wasmund

Corporate Shells.

12th February 2006
A corporate shell could be likened to a house that had been occupied by a family. Prior to the family moving out it was a home. But now it is just shell, a skeleton, a plain house with nobody in it, but if a family was to purchase the house and move in, i... Read >
Author: joseph Quinones

Small Corporate Offering Registration (SCOR)

14th January 2006
The Small Corporate Registration was designed specifically for small businesses. It allows small companies to raise equity or debt capital publicly without having to register with Securities and Exchange Commission. It is designed to streamline the state ... Read >
Author: joseph Quinones

The Case For Taking Your Company Public On The Pink Sheets…

01st January 2006
There have been events and legislation that has transformed the financial markets, our economy and the way we conduct business over the course of history, such as the legislation that form the Securities and Exchange Commission, the Internet has also has ... Read >
Author: Joseph Quinones

Going Public: The Process for Small and Mid-size Companies to Go Public.

28th December 2005
It's the dream of every person who starts a business to some day see it trading in one of the stock exchanges even after they are no longer associated with the company. The first step (#1) is simple since most small company are already incorporated and ha... Read >
Author: joseph Quinones

Shop: Is Shopping Online Secure?

02nd August 2005
Is shopping online becoming popular and safe enough for you and I to do the vast majority of our shopping on the Internet? As I contemplated, when I initially set up my website: www.shopshopshop.org The first thought that came to mind was will they ... Read >
Author: Linda Quinones

Corporate Shells

29th July 2005
A corporate shell could be liken to a house that had been occupied by a family, prior to the family moving out it was a home. But now it is just shell, a skeleton a plain house with nobody in it, but if a family was to purchase the house and moves in, i... Read >
Author: Joseph Quinones

Market Makers Play a Significant Role in Reverse Mergers

29th July 2005
One overlooked individual in the process of taking a company public through reverse merger is the market maker. The market marker is critical especially if the company is going to be listed on OTC Bulletin Board or the NQB. Pink sheets. Once the privat... Read >
Author: Joseph Quinones

Going Public: The Process for Small and Mid-size Companies to Go Public

13th July 2005
It's the dream of every person who starts a business to some day see it trading in one of the stock exchanges even after they are no longer associated with the company. The first step (#1) is simple since most small company are already incorporated and ha... Read >
Author: Joseph Quinones

Hedge Funds: the Good, the Bad, and the Ugly

11th July 2005
Alfred Winslow Jones started hedge funds in 1949. He was a pioneer of non-traditional investment strategies. "Non-traditional" categorizes hedge funds quite accurately. Hedge funds have the potential to make an investor quite a bit of money, but many do n... Read >
Author: Jenny Delinga