tag: SMF
Understanding the Senior Managers Regime: A Free Podcast and Event Series for Regulated Firms
Few hiring decisions in UK financial services carry as much weight as a Senior Manager appointment. Under the Senior Managers and Certification Regime (SMCR), anyone performing a Senior Manager Function must be approved by the FCA, and for dual-regulated...
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27 Sep, 06:38 AM
Senior Manager Functions Explained: A Guide to SMF Roles Under the SMCR
SMF" appears constantly in FCA correspondence, board papers and job adverts across regulated financial services, and yet it's rarely explained from first principles. This guide sets out what a Senior Manager Function actually is, why the designations exis...
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12 Sep, 09:16 AM
